Welcome to the DM Stone site (you’ll notice the new look).  Below is a sampling of our open positions. If any interest you, please email the recruiter indicated, including resume attachment (MS Word is preferred) and a brief cover note, including compensation requirements.  Full job descriptions are available for qualified candidates upon request.  (For select jobs you can click Download for a description.)

TRADE OPERATIONS TEAM LEAD (5734) Premier investment mgmt firm in SF.  Requires 3-5 years experience in brokerage.  Will manage trade ops & associated risk.  4-year degree, prefer FINRA licenses.  Knowledge of Pershing, NetX 360, Omgeo a plus. Contact  Download 5734.pdf

LICENSED PRIVATE WEALTH ADVISOR (dmspwa)   Major bank is seeking a seasoned investment professional in the HNW space.  Bank experience preferred.  Locations: Santa Barbara, San Diego, Glendale, SF Valley.  Great oppty, compensation, benefits. Contact

VP/PERSONAL TRUST OFFICER (dmstrust)  Major private bank in SF seeking a senior Trust Officer with 8+ years experience to work with clients in the HNW space.  JD, CTFA, or other cert a plus.  Great oppty, compensation, benefits. Contact

PERSONAL TRUST OFFICER – PATH TO MANAGEMENT (dmstrust2)   Small community bank on the SF Peninsula is seeking an experienced Trust Officer who would be promotable to manager.  JD, CTFA, or other cert a plus.  Growth oppty.  Contact

AML/BSA DIRECTOR OF QC & TESTING (dmstestdir)  Major SF bank is seeking an experienced AML testing professional with strong audit/controls & mgmt background.  Also seeking a more junior specialist. Will relo. Contact

VP/SENIOR PORTFOLIO MANAGER WITH BUS/DEV SKILLS (dmssrpm)  Major Bay Area bank is looking for a VP/Portfolio Manager w/CFA and BusDev skills in their Palo Alto ofc (initially will work out of SF).  Will inherit a book, customize portfolios for HNW customers (aided by SMEs), & go along on sales calls.  Great oppty!  Contact

BANK MARKETING DIRECTOR ROLES (dmsmktgdir)  Prominent cutting edge SF bank is looking for marketing managers for both wealth mgmt & business banking.  Will provide thought leadership, brand/product mgmt, communications/events, web/social media.  Great oppty!  Contact

SALARIED INVESTMENT CONSULTANT – MULTIPLE NOR CAL LOCATIONS (dmssalfc)  National brokerage firm is looking for financial sales professionals with 2-3 years experience and Series 7/66.  Will be given a book of HNW clients.  Locations include SF, Palo Alto, Cupertino, Campbell, Walnut Creek, Roseville.  Contact

COMPLIANCE ASSOCIATE – RIA (dmscomplassoc)  Prestigious SF investment firm.  Degree plus 2-3 years experience.  Will perform regulatory filings (ADV, etc.), and support compliance team.  Lots of growth potential.  Contact

COMPLIANCE TESTING ANALYST – BROKER-DEALER, TEMP-TO-HIRE (dmscompltest)  Prominent SF investment firm.  Audit & regulatory compliance background required, e.g., FINRA, SEC, FDIC.  Degree preferred, 5-10 years experience.  Forensic testing, planning reporting.  Lots of growth potential.  Contact